Client Complaint Handling Policy

Export Credit Financial Services

1. Introduction

Export Credit Financial Services is committed to providing high-quality financial services and maintaining strong relationships with its clients. The company recognizes that client feedback, including complaints, is an important opportunity to improve service delivery and maintain transparency and accountability.

This Client Complaint Handling Policy establishes the procedures for receiving, recording, investigating, and resolving complaints from clients in a fair, timely, and professional manner.

2. Purpose of the Policy

The purpose of this policy is to:

  • Ensure that client complaints are handled promptly, fairly, and transparently.
  • Provide a clear process for clients to submit complaints or concerns.
  • Promote accountability and service improvement within the organization.
  • Maintain client confidence in the services provided by Export Credit Financial Services.
  • Ensure compliance with good corporate governance and customer protection principles.

3. Scope of the Policy

This policy applies to all complaints received from:

  • Individual clients
  • Corporate clients
  • Business partners
  • Applicants for financial services
  • Any stakeholder interacting with Export Credit Financial Services

The policy covers complaints related to any product or service provided by Export Credit Financial Services, including export financing, microfinance services, financial advisory services, and trade facilitation.

4. Definition of a Complaint

A complaint is any expression of dissatisfaction made by a client regarding the services, operations, conduct, decisions, or products offered by Export Credit Financial Services.

Complaints may relate to:

  • Service delays
  • Financial transaction issues
  • Communication problems
  • Disputes regarding service agreements
  • Staff conduct or professionalism
  • Administrative errors
  • Any dissatisfaction with the company's services

5. Principles of Complaint Handling

Export Credit Financial Services handles complaints according to the following principles:

Fairness — All complaints are treated objectively and without bias.

Transparency — Clients are informed about the complaint handling process and the progress of their complaint.

Timeliness — Complaints are handled promptly and resolved within a reasonable timeframe.

Confidentiality — Client information related to complaints is handled with strict confidentiality.

Accountability — The company ensures that complaints are reviewed and addressed responsibly.

6. Submission of Complaints

Clients may submit complaints through the following channels:

  • Email communication
  • Written letters addressed to Export Credit Financial Services
  • Contact forms available on the company website
  • Direct communication with authorized representatives
  • Any official communication channels established by the company

Clients are encouraged to provide the following information when submitting a complaint:

  • Full name and contact information
  • Description of the complaint
  • Relevant transaction or service details
  • Supporting documents if applicable

7. Complaint Registration

Upon receiving a complaint, Export Credit Financial Services will:

  • Record the complaint in the company's complaint register
  • Assign a reference number to the complaint
  • Acknowledge receipt of the complaint to the client

The acknowledgment will normally be issued within a reasonable time after receiving the complaint.

8. Investigation Process

All complaints will be reviewed and investigated by the relevant department or designated officer responsible for complaint handling.

The investigation process may include:

  • Reviewing relevant documents and records
  • Consulting employees involved in the matter
  • Assessing contractual terms and conditions
  • Evaluating financial transactions related to the complaint

The company will ensure that investigations are conducted fairly and objectively.

9. Response to the Client

After completing the investigation, Export Credit Financial Services will communicate the outcome of the complaint to the client. The response may include:

  • Explanation of the findings
  • Corrective actions taken by the company if applicable
  • Clarification of policies or contractual obligations

Where appropriate, the company may propose solutions to resolve the issue.

10. Resolution Timeframe

Export Credit Financial Services aims to resolve complaints within a reasonable timeframe. Complex cases may require additional time for investigation, and the client will be informed if further time is required.

The company will make reasonable efforts to resolve complaints as quickly as possible while ensuring a thorough review of the matter.

11. Escalation Process

If a client is not satisfied with the initial response, the complaint may be escalated to senior management for further review.

Senior management will conduct an independent assessment of the complaint and determine whether additional corrective action is necessary.

12. Record Keeping

Export Credit Financial Services maintains records of all complaints received, including:

  • Complaint details
  • Investigation findings
  • Actions taken to resolve the complaint
  • Communication with the client

These records are maintained securely and may be used for internal review and service improvement.

13. Confidentiality

All complaints and related information will be treated with strict confidentiality. Client information will only be used for the purpose of investigating and resolving the complaint.

Export Credit Financial Services ensures that complaint information is protected in accordance with internal data protection policies.

14. Continuous Improvement

Export Credit Financial Services reviews complaint trends and feedback to identify opportunities to improve service quality and operational efficiency.

Lessons learned from complaints are used to strengthen policies, procedures, and staff training.

15. Policy Review

This Client Complaint Handling Policy may be reviewed periodically to ensure that it remains aligned with industry best practices, regulatory requirements, and the operational needs of Export Credit Financial Services.

16. Commitment

Export Credit Financial Services is committed to addressing client concerns professionally and transparently. The company values client feedback and recognizes complaints as an opportunity to improve service delivery and strengthen trust with its clients and stakeholders.